Bob Conca is pleased to announce that he has joined the law firm of Shustak Reynolds & Partners as a Partner. Mr. Conca is excited to continue his securities and regulatory legal practice, advising investment advisers, broker-dealers, private equity/ hedge funds, and financial professionals on matters including SEC/ FINRA regulatory exams and investigations, M&A transactions, adviser transition and Form U5 issues and regulatory compliance. See: https://shufirm.com/robert-d.-conca.
Jun 02, 2021